Precise Runtime Analysis for Plateau Functions (Hot-off-the-Press Track at GECCO 2022)

To gain a better theoretical understanding of how evolutionary algorithms (EAs) cope with plateaus of constant fitness, we propose the n-dimensional Plateauk function as benchmark and analyze how different variants of the (1 + 1) EA optimize it. The Plateauk function has a plateau of second-best fitness in a ball of radius k around the optimum. As EA, we regard the (1 + 1) EA using an arbitrary unbiased mutation operator. Denoting by α the random number of bits flipped in an application of this operator and assuming that Pr[α = 1] has at least some small sub-constant value, we show that for all constant k ≥ 2, the runtime T follows a distribution close to the geometric one with success probability equal to the probability to flip between 1 and k bits divided by the size of the plateau. Consequently, the expected runtime is the inverse of this number, and thus only depends on the probability to flip between 1 and k bits, but not on other characteristics of the mutation operator. Our result also implies that the optimal mutation rate for standard bit mutation here is approximately k/(en). Our main analysis tool is a combined analysis of the Markov chains on the search point space and on the Hamming level space, an approach that promises to be useful also for other plateau problems.